|
| Name |
Ticker |
Underwrite |
IPO
Date |
Status |
| Western Union Co. |
WU |
|
10/02/2006 |
Priced |
| Western Asset Mortgage Capital Corporation |
WMC |
Merrill Lynch & Co. |
00/00/0000 |
Filed |
| W.P. Stewart & Co., Ltd |
WPL |
Goldman, Sachs & Co. |
12/07/2000 |
Priced |
| Visa Inc. |
V |
J. P. Morgan & Co. |
03/19/2008 |
Priced |
| ValueRich, Inc. |
VRIU |
|
00/00/0000 |
Filed |
| Turner Investments |
TNR |
Goldman, Sachs & Co. |
00/00/0000 |
Filed |
| TRX Inc. |
TRXI |
CS First Boston |
09/27/2005 |
Priced |
| Triplecrown Acquisition |
TKRW-U |
Citigroup |
00/00/0000 |
Filed |
| Transformation Capital |
TCY.U |
|
00/00/0000 |
Filed |
| TFS Financial Corp. |
TFSL |
Sandler O'Neill & Partners |
04/23/2007 |
Priced |
| Territorial Bancorp Inc. |
TBNK |
Keefe, Bruyette & Woods, Inc. |
00/00/0000 |
Filed |
| Tailwind Financial,Inc. |
TNF.U |
Deutsche Bank Sec. |
04/12/2007 |
Priced |
| Sutherland Asset Management |
SLD |
UBS Investment Bank |
00/00/0000 |
Filed |
| Sidhu Special Purpose Capital |
SSP.U |
Bear Stearns & Co. Inc. |
00/00/0000 |
Filed |
| Saxon Capital, Inc. |
SAXN |
Friedman, Billings, Ramsey & Co., Inc |
01/16/2002 |
Priced |
| Ryan Beck Holdings |
RBCO |
J. P. Morgan & Co. |
00/00/0000 |
Withdrawn |
| Rockville Financial Inc. |
RCKB |
Keefe, Bruyette & Woods, Inc. |
05/23/2005 |
Priced |
| Renaissance Acquisition |
RAK.U |
Ladenburg Thalmann & Co. Inc. |
01/30/2007 |
Priced |
| Refco, Inc. |
RFX |
CS First Boston |
08/11/2005 |
Priced |
| Raycliff Acquisition Corp. |
RAC |
Deutsche Bank Sec. |
00/00/0000 |
Filed |
| Pzena Investment Management |
PZN |
Goldman, Sachs & Co. |
10/24/2007 |
Priced |
| Prudential Financial, Inc. |
PRU |
Goldman, Sachs & Co. |
12/12/2001 |
Priced |
| Prospect Acquisition |
PRAC |
Citigroup |
00/00/0000 |
Filed |
| Principal Financial Group, Inc. |
PFG |
Goldman, Sachs & Co. |
10/22/2001 |
Priced |
| Primus Guaranty |
PRS |
Lehman Brothers |
09/30/2004 |
Priced |
| Portfolio Recovery Associates, Inc. |
PRAA |
William Blair & Company |
11/07/2002 |
Priced |
| Penson Worldwide, Inc. |
PNSN |
J. P. Morgan & Co. |
05/17/2006 |
Priced |
| PEAK Investments, L.P. |
PSX |
J. P. Morgan & Co. |
00/00/0000 |
Withdrawn |
| optionXpress Holdings Inc. |
OXPS |
Goldman, Sachs & Co. |
01/27/2005 |
Priced |
| Och-Ziff Capital Management Group LLC |
OZM |
Goldman, Sachs & Co. |
11/13/2007 |
Priced |
| Oceanaut |
OKN.U |
Citigroup |
03/01/2007 |
Priced |
| NYMEX Holdings, Inc. |
NMX |
J. P. Morgan & Co. |
11/17/2006 |
Priced |
| Northfield Bancorp,Inc. |
NFBK |
Sandler O'Neill & Partners |
00/00/0000 |
Filed |
| NewStar Financial, Inc. |
NEWS |
Goldman, Sachs & Co. |
12/14/2006 |
Priced |
| New York Stock Exchange |
NYX |
|
03/08/2006 |
Priced |
| Nelnet, Inc. |
NNI |
J. P. Morgan & Co. |
12/10/2003 |
Priced |
| National Financial Partners Corp. |
NFP |
Goldman, Sachs & Co. |
09/17/2003 |
Priced |
| MSCI |
MXB |
Morgan Stanley |
11/14/2007 |
Priced |
| MSB Financial Corp. |
MSBF |
Keefe, Bruyette & Woods, Inc. |
01/05/2007 |
Priced |
| Mobile Services Group, Inc. |
MSGI |
Lehman Brothers |
00/00/0000 |
Withdrawn |
| MF Global Ltd. |
MF |
Citigroup |
07/18/2007 |
Priced |
| Metavante Corporation |
MVNT |
Donaldson, Lufkin & Jenrette |
00/00/0000 |
Withdrawn |
| MCG Capital |
MCGC |
Friedman, Billings, Ramsey & Co., Inc |
11/28/2001 |
Priced |
| MasterCard Inc. |
MA |
Goldman, Sachs & Co. |
05/24/2006 |
Priced |
| Marlin Business Services Inc. |
MRLN |
U.S. Bancorp Piper Jaffrey |
11/11/2003 |
Priced |
| MarketAxess Holdings Inc. |
MKTX |
Credit Suisse First Boston |
11/05/2004 |
Priced |
| Marathon Acquisition Corp. |
MAQ.U |
Citigroup |
08/25/2006 |
Priced |
| MacroShares Major Metro Housing |
DMM |
W.R. Hambrecht & Company |
00/00/0000 |
Filed |
| Lydian Trust Co. |
LYDN |
Goldman, Sachs & Co. |
00/00/0000 |
Filed |
| Long Beach Holdings Corp. |
LBHC |
Friedman, Billings, Ramsey & Co., Inc |
00/00/0000 |
Withdrawn |
| Liquidity Services, Inc. |
LQDT |
Friedman, Billings, Ramsey & Co., Inc |
02/23/2006 |
Priced |
| LendingTree, Inc. |
TREE |
Merrill Lynch & Co. |
02/15/2000 |
Priced |
| LECG Corp. |
XPRT |
UBS Investment Bank |
11/13/2003 |
Priced |
| Lazard LLC |
LAZ |
CS First Boston |
05/05/2005 |
Priced |
| KKR |
KKR |
Morgan Stanley |
00/00/0000 |
Filed |
| KBW Inc. |
KBW |
Keefe, Bruyette & Woods, Inc. |
11/09/2006 |
Priced |
| John Hancock Financial Services Inc. |
JHF |
Morgan Stanley Dean Witter |
01/26/2000 |
Priced |
| Jackson Hewitt Tax Service, Inc. |
JTX |
Goldman, Sachs & Co. |
06/21/2004 |
Priced |
| iStar Acquisition Corp. |
ISI |
Banc of America Sec. LLC |
00/00/0000 |
Filed |
| iPayment, Inc. |
IPMT |
Bear Stearns & Co. Inc. |
05/12/2003 |
Priced |
| Intersections Inc. |
INTX |
Deutsche Banc Alex. Brown |
04/29/2004 |
Priced |
| International Securities Exchange, Inc. |
ISE |
Bear Stearns & Co. Inc. |
03/09/2005 |
Priced |
| Inter-Atlantic Financial, Inc. |
TBA |
Morgan Joseph |
00/00/0000 |
Filed |
| Huron Consulting Group, Inc. |
HURN |
Deutsche Bank Sec. |
10/13/2004 |
Priced |
| Hicks Acquisition Company |
HICK-U |
Citigroup |
00/00/0000 |
Filed |
| HFF, Inc. |
HF |
Goldman, Sachs & Co. |
01/30/2007 |
Priced |
| Heckmann Corporation |
HEK |
Credit Suisse First Boston |
11/12/2007 |
Priced |
| Heartland Payment Systems Inc. |
HPY |
Citigroup |
08/11/2005 |
Priced |
| Hanover-STC Acquisition Corp. |
HSTC |
Citigroup |
00/00/0000 |
Filed |
| GSC Acquisition |
GSC |
Citigroup |
00/00/0000 |
Filed |
| Grail investment Corp. |
GIC.U |
Lazard Capital Markets LLC |
00/00/0000 |
Filed |
| Golub Capital Partners |
GCAP - (OLD) |
Wachovia Sec. |
00/00/0000 |
Filed |
| GFI Group, Inc. |
GFIG |
Citigroup |
01/26/2005 |
Priced |
| General Finance Corp. |
GFN.U |
Wedbush Morgan |
04/05/2006 |
Priced |
| Gateway Community Financial Corp. |
GCFC |
Sandler O'Neill & Partners |
00/00/0000 |
Filed |
| Friedman, Billings, Ramsey Group, Inc. |
FBR |
|
00/00/0000 |
Filed |
| Freedom Acquisition Holdings, Inc. |
FRH.U |
Citigroup |
12/22/2006 |
Priced |
| Fortress Investment Group |
FIG |
Goldman, Sachs & Co. |
02/08/2007 |
Priced |
| First Security Bancorp Inc. |
FSBW |
Keefe, Bruyette & Woods, Inc. |
00/00/0000 |
Filed |
| First Federal Financial Services, Inc. |
FFFS |
Keefe, Bruyette & Woods, Inc. |
06/29/2004 |
Priced |
| Financial Pacific Co. |
FNPC |
Banc of America Sec. LLC |
00/00/0000 |
Withdrawn |
| Fidelity National Information Services, Inc. |
TBA |
Morgan Stanley Dean Witter |
00/00/0000 |
Withdrawn |
| FCStone Group, Inc. |
FCSX |
BMO Capital Markets |
03/16/2007 |
Priced |
| Falcon Financial Investment Trust |
FLCN |
Friedman, Billings, Ramsey & Co., Inc |
12/16/2003 |
Priced |
| Evercore Partners |
EVR |
Lehman Brothers |
08/11/2006 |
Priced |
| EuroBancshares |
EUBK |
Keefe, Bruyette & Woods, Inc. |
08/12/2004 |
Priced |
| El Banco Financial Corp |
EBTC |
|
00/00/0000 |
Filed |
| Duff & Phelps |
DUF |
Goldman, Sachs & Co. |
09/27/2007 |
Priced |
| Cowen Group, Inc. |
COWN |
Credit Suisse First Boston |
07/13/2006 |
Priced |
| Cold Spring Capital Inc. |
CDS.U |
Deutsche Bank Sec. |
11/11/2005 |
Priced |
| Cohen & Steers |
CNS |
Merrill Lynch & Co. |
08/13/2004 |
Priced |
| Clayton Holdings |
CLAY |
William Blair & Company |
03/24/2006 |
Priced |
| CIT Group Inc. |
CIT |
Goldman, Sachs & Co. |
07/01/2002 |
Priced |
| Churchill Ventures |
CHV.U |
Banc of America Sec. LLC |
02/28/2007 |
Priced |
| Chimera Investment |
CIM |
Merrill Lynch & Co. |
11/15/2007 |
Priced |
| Chicago Mercantile Holdings, Inc. |
CME |
Morgan Stanley Dean Witter |
12/05/2002 |
Priced |
| CBOT Holdings, Inc. |
BOT |
CS First Boston |
10/19/2005 |
Priced |
| CapitalSource Inc. |
CSE |
CS First Boston |
08/06/2003 |
Priced |
| Calamos Asset Management |
CLMS |
Citigroup |
10/28/2004 |
Priced |
| BPW Acquisition Corp. |
BPW.U |
Citigroup |
02/26/2008 |
Priced |
| Boulder Specialty Brands, Inc. |
BSB |
Roth Capital Partners |
00/00/0000 |
Filed |
| Blackstone Group L.P. |
BX |
Morgan Stanley |
06/21/2007 |
Priced |
| BGC Partners |
BGCP |
Cantor Fitzgerald & Co |
00/00/0000 |
Withdrawn |
| BankFinancial Corp. |
BFIN |
Sandler O'Neill & Partners |
06/24/2005 |
Priced |
| Asset Acceptance Capital Corp. |
AACC |
Bear Stearns & Co. Inc. |
02/04/2004 |
Priced |
| Archipelago Holdings Inc. |
AX |
Goldman, Sachs & Co. |
08/12/2004 |
Priced |
| Arbinet Thexchange Inc. |
ARBX |
Merrill Lynch & Co. |
12/16/2004 |
Priced |
| Apple Creek Acquisition |
AKU.U |
J. P. Morgan & Co. |
00/00/0000 |
Filed |
| Alliance Data Systems Corp. |
ADS |
Bear Stearns & Co. Inc. |
06/07/2001 |
Priced |
| Aldabra 2 Acquisition Corp. |
TBA |
Lazard Capital Markets LLC |
00/00/0000 |
Filed |
| Advance America, Cash Advance Centers, Inc. |
AEA |
Morgan Stanley |
12/16/2004 |
Priced |
| Acquicor Technology |
ACQU |
ThinkEquity Partners |
00/00/0000 |
Filed |
| Accredited Home Lenders, Inc. |
LEND |
Friedman, Billings, Ramsey & Co., Inc |
02/13/2003 |
Priced |
